Premal प्रेमल (PP) (@premalpipalia) 's Twitter Profile
Premal प्रेमल (PP)

@premalpipalia

Making Simple Things Simpler | Tech enthusiast | Likes/RT is not an endorsement.

ID: 108660238

linkhttps://www.linkedin.com/in/askpremal/ calendar_today26-01-2010 17:12:47

5,5K Tweet

872 Followers

273 Following

ComplyMitra (@complymitra) 's Twitter Profile Photo

This Independence month, keep your MF/RIA practice penalty-free: ✔ Disclose products & commissions as per SEBI rules ✔ File reports & submissions on time, every time ✔ Review all client communication carefully 💬 Comment ‘FREE CHECK’ for your report

This Independence month, keep your MF/RIA practice penalty-free:
✔ Disclose products & commissions as per SEBI rules
✔ File reports & submissions on time, every time
✔ Review all client communication carefully

💬 Comment ‘FREE CHECK’ for your report
ComplyMitra (@complymitra) 's Twitter Profile Photo

Celebrate Independence, Embrace Compliance 🇮🇳 A distributor paused an ad/campaign- one word + missing disclaimer could mean penalties. Tweaks made it live, credibility grew. 💬 Drop your ad/campaign for a free compliance check #Compliance #SEBI #BFSI #MutualFunds #RIA

Celebrate Independence, Embrace Compliance 🇮🇳

A distributor paused an ad/campaign-
one word + missing disclaimer could mean penalties. Tweaks made it live, credibility grew.

💬 Drop your ad/campaign for a free compliance check
#Compliance #SEBI #BFSI #MutualFunds #RIA
ComplyMitra (@complymitra) 's Twitter Profile Photo

Changing “ sure-shot returns” to “ returns depend on market conditions” can mean the difference between staying compliant ✅ or paying a penalty 💸. Could this pass SEBI norms? Tell us in comments ⬇️ #Compliance #SEBI #BFSI #MutualFunds #RIA

Changing “ sure-shot returns” to “ returns depend on market conditions” can mean the difference between staying compliant ✅ or paying a penalty 💸.
 Could this pass SEBI norms? Tell us in comments ⬇️
 #Compliance #SEBI #BFSI #MutualFunds #RIA
ComplyMitra (@complymitra) 's Twitter Profile Photo

Your 3-Step Independence Day Compliance Check 1) Disclaimer visible 2) Wording shows intent, not hype 3) Issuer/registration info clear 👉 Try this 3-step check before you post next. #Compliance #SEBI #BFSI #MutualFunds #RIA

Your 3-Step Independence Day Compliance Check 

 1) Disclaimer visible
 2) Wording shows intent, not hype
 3) Issuer/registration info clear

👉 Try this 3-step check before you post next.
#Compliance #SEBI #BFSI #MutualFunds #RIA
ComplyMitra (@complymitra) 's Twitter Profile Photo

No Loopholes, Only Growth A missing disclaimer An unclear intent An invisible registration Tiny compliance oversights can stall big ambitions. Fix the gaps, and your growth stays on track. Comment “Check” for a free content audit. #Compliance #SEBI #BFSI #MutualFunds #RIAs

No Loopholes, Only Growth

A missing disclaimer
An unclear intent
An invisible registration

Tiny compliance oversights can stall big ambitions.
Fix the gaps, and your growth stays on track.

Comment “Check” for a free content audit.
#Compliance #SEBI #BFSI #MutualFunds #RIAs
ComplyMitra (@complymitra) 's Twitter Profile Photo

🚨 One Word That Can Cost a Broker His License. Words like “guaranteed” sound small but can bring big regulatory trouble. Which word do you avoid at all costs? 💡Save or tag a colleague who needs this. #SEBI #Compliance #StockMarket #InvestorProtection

🚨 One Word That Can Cost a Broker His License.

 Words like “guaranteed” sound small but can bring big regulatory trouble.
 Which word do you avoid at all costs? 

💡Save or tag a colleague who needs this.
#SEBI #Compliance #StockMarket #InvestorProtection
ComplyMitra (@complymitra) 's Twitter Profile Photo

This SIP Ad Would Fail a Compliance Check. One word like “guaranteed” can turn a simple ad into a regulatory headache. What safer phrase do you use instead? 💡Save or tag a colleague who needs this. #MutualFunds #SEBI #Compliance #InvestorProtection

This SIP Ad Would Fail a Compliance Check.

One word like “guaranteed” can turn a simple ad into a regulatory headache.
 What safer phrase do you use instead? 

💡Save or tag a colleague who needs this.
#MutualFunds #SEBI #Compliance #InvestorProtection