An interaction with students of FLAME University in Pune. x.com/i/broadcasts/1…

how my gen z team gets its leaves approved

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Amazing #IndependenceDay Thought: Compliance is your growth partner...

This Independence month, keep your MF/RIA practice penalty-free: ✔ Disclose products & commissions as per SEBI rules ✔ File reports & submissions on time, every time ✔ Review all client communication carefully 💬 Comment ‘FREE CHECK’ for your report

Celebrate Independence, Embrace Compliance 🇮🇳 A distributor paused an ad/campaign- one word + missing disclaimer could mean penalties. Tweaks made it live, credibility grew. 💬 Drop your ad/campaign for a free compliance check #Compliance #SEBI #BFSI #MutualFunds #RIA

Changing “ sure-shot returns” to “ returns depend on market conditions” can mean the difference between staying compliant ✅ or paying a penalty 💸. Could this pass SEBI norms? Tell us in comments ⬇️ #Compliance #SEBI #BFSI #MutualFunds #RIA

Your 3-Step Independence Day Compliance Check 1) Disclaimer visible 2) Wording shows intent, not hype 3) Issuer/registration info clear 👉 Try this 3-step check before you post next. #Compliance #SEBI #BFSI #MutualFunds #RIA

No Loopholes, Only Growth A missing disclaimer An unclear intent An invisible registration Tiny compliance oversights can stall big ambitions. Fix the gaps, and your growth stays on track. Comment “Check” for a free content audit. #Compliance #SEBI #BFSI #MutualFunds #RIAs

🚨 One Word That Can Cost a Broker His License. Words like “guaranteed” sound small but can bring big regulatory trouble. Which word do you avoid at all costs? 💡Save or tag a colleague who needs this. #SEBI #Compliance #StockMarket #InvestorProtection

This SIP Ad Would Fail a Compliance Check. One word like “guaranteed” can turn a simple ad into a regulatory headache. What safer phrase do you use instead? 💡Save or tag a colleague who needs this. #MutualFunds #SEBI #Compliance #InvestorProtection