India proposes to allow non-residents to become foreign portfolio investors Find out more here: bit.ly/2Qq63gW #CM #India #Compliance #Regulation #Banking

IoM to revise money laundering code Find out more here: bit.ly/2x4apSP #CM #IsleofMan #Finance #Compliance #Banking #Regulation

Hong Kong regulator publishes list of complaints from its AML inspections Find out more here: bit.ly/2Qq7mw9 #CM #HongKong #Regulation #Compliance #WealthManagement #Banking #Finance

Jersey regulator sets out policy for civil financial penalties Find out more here: bit.ly/2QrluW9 #CM #Jersey #Regulation #Compliance #Banking

SEC charges Harbour Investments for non-disclosure Find out more here: bit.ly/2NOrNUV #CM #Regulation #Compliance #Banking #WealthManagement #SEC

Regtech to account for 40 per cent of world's compliance expenditure by 2023, say analysts Find out more here: bit.ly/2QGogXC #CM #Wealthmanagement #Banking #Compliance #Regulation #Regtech

Search warrants at banks in the UK: what you need to know Find out more here: bit.ly/2MKzHdH #CM #Banking #Regulation #Compliance

Danske Bank's CEO resigns as bank publishes report on Estonian portfolio Find out more here: bit.ly/2OFZvth #CM #DanskeBank #Compliance #Regulation #Banking

Stirewalt to become new DFSA chief Find out more here: bit.ly/2xDDDaE #CM #DFSA #WealthManagement #Regulation #Banking #Compliance

Civil seizure, detention, freezing and forfeiture in Guernsey’s AML laws Find out more here: bit.ly/2Q1VlvT #CM #Guernsey #Compliance #Regulation #Banking

Fiduciary rule in pipeline for New Jersey Find out more here: bit.ly/2QXJ90H #CM #NewJersey #Regulation #Banking #Compliance

BaFin places Deutsche's AML efforts under observation Find out more here: bit.ly/2QXOxRp #CM #DeutscheBank #BaFin #Regulation #Banking #Compliance

ING Group's CFO to leave over money-laundering fine Find out more here: bit.ly/2IhKZ8x #CM #INGGroup #Compliance #Banking #Regulation

Dubai signs fintech agreement with Japanese FSA Find out more here: bit.ly/2xIik8G #CM #Fintech #DFSA #FSA

EBA criticises MFSA over Pilatus Find out more here: bit.ly/2xL96IR #CM #Regulation #Banking #Finance #Compliance

GAM's compliance head leaves after only three months in the job Find out more here: bit.ly/2Itup5M #CM #GAM #Compliance #Investments #Regulation #Banking

ASIC wants to impose 'code of ethics' compliance schemes on financial advisors Find out more here: bit.ly/2zJBMmR #CM #ASIC #Australia #Regulation #Banking #WealthManagement #Compliance #RoyalCommission

Conference report: what compliance officers are thinking about Brexit Find out more here: bit.ly/2NVpS1Q #CM #Brexit #Regulation #Banking #Compliance

Credit Suisse agrees to pay $10 million penalty regarding orders from HNW customers Find out more here: bit.ly/2DRy2Ub #CM #CreditSuisse #Compliance #Regulation #HNW #Banking

ICO takes action over failures to pay new data protection fee Find out more here: bit.ly/2OuXmUi #CM #Banking #Regulation #Compliance