New quiz alert!

Test your knowledge with the Investor.gov May Investing Quiz: investor.gov/quiz

An interdisciplinary team, with members from DERA, IM, & OCDO, created a centralized space on sec.gov for the public to interact with & gain insights into SEC’s publicly available data.

Check out the latest Money Market Fund Statistics: sec.gov/data-research/…

Today we charged audit firm BF Borgers and its owner, Benjamin F. Borgers with deliberate and systemic failures to comply with PCAOB standards in its audits and reviews incorporated in more than 1,500 SEC filings. sec.gov/news/press-rel…

Attn. service members: whether you're new to investing, want to learn more about investing during your service, or looking to protect your money, Investor.gov has tools & info that can help you & your family. More: investor.gov/additional-res…

#MilitaryAppreciationMonth

Military benefits and lump sum payments often replace lost future income, so it’s important to take steps to help ensure they provide a long-term benefit for you and your family.

Learn more: investor.gov/militarylumpsum

#FinancialCapabilityMonth

Today we began publishing a new Registered Fund Statistics report. The new report is designed to provide the public with a regular and detailed picture of the registered funds industry. It provides key industry statistics and shows trends over time.

More: sec.gov/news/press-rel…

Never stop learning, especially when it comes to protecting your hard-earned money.

Check out the Investor.gov Guide for Older Investors to learn about what you can do to protect your assets now and as you age: investor.gov/NeverStopLearn…

#FinancialCapabilityMonth

Mark your calendars🗓️ Our Division of Investment Mgmt will host the annual Conference on Emerging Trends in Asset Mgmt.

On the agenda:
1⃣Trends in Asset Mgmt Products & Strategies
2⃣Past & Future Trends
3⃣Tech-Driven Trends
4⃣Regulatory Perspectives

sec.gov/news/press-rel…

To encourage compliance with the Marketing Rule and other related rules, the Division of Examinations published a Risk Alert providing initial observations from exams.

The Division will continue to examine advisers’ compliance with the Marketing Rule.

sec.gov/files/exams-ri…

The final day of the #SECSmallBizForum begins at 1pm ET, with comments from Commissioners Peirce and Lizárraga.

Today we’ll spotlight small caps and discuss lessons learned going public and staying public with Davina Kaile and Trent Ward.

sec.gov/oasb/sbforum

UPDATE: The SEC Scholars Program announcements were extended and now close on Tuesday, April 23, 2024 at 11:59 PM ET!

Apply now: sec.usajobs.gov/Search/Results…

Thank you to everyone who joined Day 2 of the #SECSmallBizForum today!

Join us again tomorrow for a discussion with Davina Kaile and Trent Ward focusing on small caps and lessons learned going public and staying public.

sec.gov/oasb/sbforum

Day 2 of our #SECSmallBizForum starts at 1pm ET with Commissioners Crenshaw and Uyeda. Join us for a discussion on investing in early-stage companies and building ecosystems with Angela Lee, Trish Costello, and Beto Pallares.

sec.gov/oasb/sbforum