Today is the last day to submit policy recommendations in advance of the U.S. Securities and Exchange Commission Small Business Forum via the submission portal.

Learn more about the Forum, submit policy recommendations, and register here 👉 sec.gov/oasb/sbforum

What is 📣 loud budgeting 📣 and how can it help you meet your financial goals?

Swipe through ➡️ to find out more about how loud budgeting can help you stick to your saving and investing plan—and help you meet your financial goals!

Visit: Investor.gov/loud-budgeting

It was great joining PLI last week at SEC Speaks.

You can read my remarks here:
sec.gov/news/speech/pr…

I’ll be joining FTC and Antitrust Division shortly for the third annual Enforcers Summit “Whole of Government Approach to Competition Policy.”

Details: sec.gov/news/upcoming-…

Registration for the Small Business Forum is officially open! Register now: sec.gov/oasb/sbforum

Fraudsters often impersonate organizations or individuals to lure victims into scams.

Read more on impersonation schemes and what you can do to verify that you are communicating with an investment professional and not an imposter: investor.gov/protect-your-i…

Even if you missed yesterday’s livestream, you can still tune in today to the rest of the SEC Speaks program. The livestream will begin shortly.

Tune in live to SEC Speaks to hear from U.S. Securities and Exchange Commission Commissioners and staff. I’ll also be speaking live at 9am ET.

The SEC Speaks starts tomorrow!

More on the program and the livestream: sec.gov/news/upcoming-…

On April 8 at 9:45 am ET I’ll be participating in the third annual Enforcers Summit “Whole of Government Approach to Competition Policy” hosted by FTC and Antitrust Division.

Details: sec.gov/news/upcoming-…

Last week, we U.S. Securities and Exchange Commission voted to adopt final rules regarding when investment advisers providing advisory services exclusively over the internet can register with the SEC.

Read my statement: sec.gov/news/statement…

Are you interested in capital-raising issues facing small businesses?

If so, mark your calendars! Our #SECSmallBiz team is hosting the Annual Small Business Forum on April 16 to 18.

On the agenda:
💵Capital-Raising Trends
💡Investor Strategy
📢Going Public
📚Finding Resources

If you missed yesterday’s Investor Roundtable, you can still tune into today’s livestream at 1pm: sec.gov/news/upcoming-…

It’s tax time!

Consider “spending” some or all of that tax refund on investing for your financial future. Planning for your financial future is time and money well spent.

Read U.S. Securities and Exchange Commission Lori Schock's Director's Take: investor.gov/additional-res…

Intermediaries for investment contracts are required to comply with securities laws & register with U.S. Securities and Exchange Commission.

Instead, many crypto platforms are contending that their investment contracts are something else.

The law cares about what something actually is, not what you call it.

In case you’re not attending the Investor Roundtable in person, you can tune into the livestream right now: sec.gov/news/upcoming-…

The SEC Speaks 2024 is coming up!

April 2, 2024 | 8:45am ET – April 3, 2024 | 5:30pm ET

I’ll be joining my fellow U.S. Securities and Exchange Commission Commissioners, and staff at PLI’s Annual The SEC Speaks.

More: sec.gov/news/upcoming-…