The ARO’s Regional director Nekia Hackworth Jones will be discussing the Perks of Public Service, hosted by the Georgia Asian Pacific American Bar Association, please join them on August 4, 2021 at 6:00 p.m. gapaba.org/event-4417815

The SEC’s Atlanta Regional Office charges Georgia company and three executives with defrauding investors out of millions of dollars. sec.gov/litigation/lit…

The North Carolina Securities Division resolves an administrative action against investment adviser Tannin Capital, LLC for registration violations, recognizes assistance from the Atlanta Regional Office of the SEC. sosnc.gov/divisions/secu…

Please join the SEC’s Atlanta Regional Office on August 25, 2021 at 11:00, as we co-host “’Emerging Trends” a discussion of Consumer fraud, Investment fraud and the Rise of Digital and Cryptocurrencies. secgov.webex.com/secgov/onstage…

The SEC’s Atlanta Regional Office charges a Marietta Georgia Investment adviser and its principal with operating a $100 million Ponzi Scheme. sec.gov/news/press-rel…

The SEC’s Atlanta Regional office charges a Minnesota couple and the entity they control with operating an $18 million ponzi scheme. sec.gov/news/press-rel…

We're partnering with UGA School of Law on Oct. 5 for a free virtual event on trends and risks for retail investors! Join us to hear experts from the SEC, CFTC, FINRA, and Terry College | UGA. No registration required! More info 👉 sec.gov/news/upcoming-…

Join us on Oct. 5 at 5 p.m. ET for a virtual event on trends and risks for retail investors! Topics include: - investment strategies and related technology - social media - cryptocurrency Details here 👉 sec.gov/news/upcoming-…

Join the SEC’s Atlanta Regional Office on Oct. 5 at 5 p.m. ET for a virtual event on trends and risks for retail investors! Topics include: - investment strategies and related technology - social media - cryptocurrency Details here 👉 sec.gov/news/upcoming-…

The SEC instituted settled charges against California-based registered investment adviser Redwood Wealth Management, LLC, and its president, Benjamin Lincoln, for failing to properly take custody of client assets. sec.gov/enforce/ia-588…

On Oct. 5, The SEC's Atlanta Regional office is partnering with UGA School of Law for a free virtual event on trends and risks for retail investors! Hear from experts from the SEC, CFTC, FINRA, and Terry College | UGA. No registration required! More info 👉 sec.gov/news/upcoming-…

Today is the day! Join the SEC, CFTC, FINRA, and Terry College | UGA at 5 p.m. ET for a virtual event on trends and risks for retail investors! Topics include: -investment strategies and related technology -social media -cryptocurrency Details here 👉 sec.gov/news/upcoming-…

“In our last FY21 filing, we are proud to announce our filing against REDWOOD WEALTH MANAGEMENT, LLC and BENJAMIN LINCOLN on behalf of the public and constituents of our region.” sec.gov/litigation/adm…

Protect yourself against scammers during the holiday season. Let us show you how. Please join the SEC, AARPNC, FTC and others in this virtual event on November 4, 2021 at 1:00 p.m. facebook.com/AARPNC

Please join the SEC’s Atlanta Regional Office and a host of other national fraud fighters on November 4, 2021 at 1:00 p.m. to educate you on protecting yourself against scammers. For more information facebook.com/AARPNC

Today is the day. Join the SEC’s Atlanta Regional Office and a host of other national fraud fighters today at 1:00 p.m. to educate you on protecting yourself against scammers. For more information facebook.com/AARPNC

The SEC’s Atlanta Office announced settled charges against PeachCap Tax & Advisory, LLC, a registered investment adviser in Atlanta and its principal, David H. Miller, related to Miller’s misrepresentations and omissions in selling interests in hedge fund. ow.ly/rVkl50HigkU

The SEC charges North Carolina investment advisors and it's president for not providing records to examiners. sec.gov/litigation/lit…

The SEC charges 12 additional financial firms for failure to meet form CRS obligations. sec.gov/news/press-rel…

Gurbir S. Grewal, Director of SEC’s Enforcement Division, will join US Attorney Sellinger at a press conference today at 11:30 a.m. in Newark, NJ. Watch live: facebook.com/USAO.NJ x.com/USAO_NJ/status…