Technology Is Making Compliance Departments More Proactive RFG Advisory Archive intel WealthSolutionsReport Archive Intel utilizes AI to reduce false flags and more. #regtech wealthsolutionsreport.com/2024/05/21/tec… via WealthSolutionsReport

June 2024's #AdvisorTech kicks off with the latest news: -Altruist raises $169M to cement its status as #3 custodian -Archive intel raises $1M to broaden compliance archiving -RightCapital - Right Plans for Real People introduces risk tolerance tool RightRisk More in the link: bit.ly/3V4LYPi

16 Biggest Fines in SEC's Texting Crackdown at.law.com/9CzZ9m?cmp=sha… Utilize Archive intel's to monitor iMessage text messages and more. #regtech #fintech #compliance #SEC #text #message #RIAs #WealthManagement #assetmanagement

We are committed to providing innovative technology that benefits both our advisors and their clients. businesswire.com/news/home/2024…

Another satisfied client! Thank you Andrew Evans and the Rossby Financial team. #ai #fintechs #regtech #compliance Larry Shumbres #SaaS businesswire.com/news/home/2024…

Off-channel comms tops list of concerns in RIA compliance survey. Archive intel citywire.com/ria/news/off-c….

It’s like DJ Khalid said, Another one! More fines for non compliant texting. Archive intel we can help you stay compliant, contact us when you’re ready. thinkadvisor.com/2024/07/26/mor…

SEC Charges 26 Firms for Off-Channel Communications Violations. These firms can easily subscribe to Archive intel and save money by staying compliant. wealthmanagement.com/regulation-com… #wealthmanagement #WhatsApp #Compliance

SEC Slams LPL, Raymond James & 24 Other Firms With $393M in Off-Channel Messaging Fines. Archive intel has you covered. Contact us today to get started. at.law.com/Rof1FR?cmp=sha… #compliance #messaging #WhatsApp #iMessage #allecomms #sms #texting #sec

€15m fine for deleted WhatsApp message is a wake up call for executives. @aiarchiiveintel independent.ie/business/15m-f…

More fines globally for not archiving WhatsApp! Contact archiveintel.com today to stay compliant and avoid these fines. #whatsapp #compliance #regtech #fintech #financial #text #message #email #socialmedia m.independent.ie/business/15m-f…

"Let users communicate on their preferred channels and focus on effectively archiving those communications." Archive intel jasonpereira.ca/all-content-ja… #Compliance #recordkeeping #fintech #regtech #texting #SEC #FINRA #AI #RIA

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FINRA recently looked into social media activity of paid financial influencers… Findings were *exactly* what you would expect. 50%+ failed to disclose their activity was actually a paid advertisement. 70%+ of activity would be considered non-compliant. Be careful out there!

It doesn’t have to be like this. Archive intel can help you stay compliant by capturing and archiving all your text messages. #WhatsApp #iMessage #whitelisting

Archive Intel Partners with Stocktwits to Enhance Compliance for Financial Firms - EIN Presswire einnews.com/article/758619… via @ein_news

Schwab, Blackstone Among Firms Paying $63M To Settle SEC Texting Charges. Utilize archiveintel.com to capture all of your client only text messages on your personal phone to stay compliant. wealthmanagement.com/regulation-com…

The biggest names in wealth and investment management are coming to Miami Beach, March 16-19. Mellody Hobson. Harvey Schwartz. Joshua Brown. Michael Saylor. Barry Ritholtz. Michael Kitces. Tom Lee. The list goes on! Your favorite podcasts. 🎙️Masters in Business 🎙️The Compound

Making Compliance Simple with Smart Tech - Larry Shumbres, Founder and CEO of Archive Intel, on The Customer Wins with Rich Walker Full Episode: quickforms.com/post/ai-series…

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