Impact of #DOL #advice exemption on #RIAs this year and beyond via RIABiz #ERISA #IRA #Rollover bit.ly/3al06xN

#BreakingNews Jennifer Doss @CAPTRUSTfa David Blanchett Morningstar, Inc. Jason C. Roberts Retirement Law Group Matthew Eickman @QPAdvisors Glenn Dial American Century Investments Income America #401k #fiduciary #fintech #retirementincome

DOL publishes long-awaited "additional guidance" on #investment advice exemption. 21 FAQs on #ERISA, #fiduciary duties, #rollovers & #compliance at: Pension Resource Member Roundtable at 3 ET on 4/20.. #CompeteComply bit.ly/3mNt5Po

How should #retirement plan #advisors be preparing to work with Pooled Employer Plans? Join Micah DiSalvo, Shawn West, AIF®, CPFA®, Troy Tisue and I at 2 ET on 4/28 to learn more. Register at: Pension Resource Retirement Law Group #ERISA #401k bit.ly/3mKbPdK

Critical catch-22 for #advisers and financial institutions borne out of last week's DOL guidance for #retirement investors @NewsFromIN #401k #IRA #Rollover #ERISA #Fiduciary bit.ly/3sAoVLO

This #DOL "National Enforcement Project" known as "Plan Investment Conflicts" (PIC) is heating up (#forewarnedforearmed). According to USDOL Field Investigator, PIC, which began in 2016, "investigates issues related to #fiduciary s…lnkd.in/gT8eeDx lnkd.in/gcnbjxd

Enforcement & recoveries from #DOL investigations climbs exponentially.. takeaway for financial institutions = "maintain a focus on ERISA compliance, not just when there’s a new rule that comes out." Read more from @NewsFromIN at:…lnkd.in/gMDkgzi bit.ly/3cbunzt

#DOL announces plan to "amend the regulatory definition of the term #fiduciary ... to more appropriately define when persons who render investment advice for a fee to employee benefit plans and IRAs are fiduciaries ..." under #ERIS…lnkd.in/gH-XUkX lnkd.in/gmHvepH

SEC announces $97 million enforcement for failing to act in #retirement plan participants' #bestinterest. What about #DOL rules? Are your policies and practices up to par? Pension Resource & Retirement Law Group can help! bit.ly/3yYznAx #CompeteComply #ERISA #Fiduciary

#401k plan advisors can stop 'looking over their shoulders' when recommending #IRA #rollovers. New DOL PTE provides clear path to #ERISA #compliance. More from 401k Specialist Magazine at bit.ly/3y2NKnd

We are delighted to announce our partnership with Broadridge @Fi360 to deliver a competitive and compliant #IRA #rollover solution to our respective clients! Learn more at bit.ly/3xabGUu #ERISA #401k #Compliance #CompeteComply

Latest #DOL comments on PTE 20-02 & #IRA #rollover advice.. spoiler -- #fiduciary acts may be enforced more broadly than anticipated -- More from NAPA - National Association of Plan Advisors bit.ly/3x8rZBi #ERISA #401k #Compliance Pension Resource Retirement Law Group

More on nomination to head #DOL's EBSA and what that means for #fiduciaryrule, #ESG, new and changing #PTEs, etc. via @NewsFromIN bit.ly/3C7qYwU #ERISA #compliance

Still preparing for DOL PTE 2020-02 for #ERISA & IRA #rollover compliance? Join Pension Resource & Fi360 Broadridge for an in-depth discussion of the requirements & best practices at 1 p.m. ET on Wed. 8/18. Register @ bit.ly/2VUvWML

More on new #DOL regulations for groups of plans via InvestmentNews at bit.ly/3kcsUx3 #ERISA #Fiduciary #401k #compliance

Where do GoPs (groups of plans) stand after DOL released proposed regulations? For now, it's not very promising. Comment period could change that, however. Pete Swisher explains at: bit.ly/3zdq9A3 #ERISA #Compliance #401k #fiduciary

Will #ESG funds become #QDIAs for some #401k plans? DOL sets the stage w/ new proposed regulation that is hairpin turn from prior rule. More from RIABiz.com at: #erisa #fiduciary bit.ly/2Z8b06W

DOL's Khawar signals possible extension of #PTE 20-02 deadline, but financial institutions should keep working on #compliance. Pension Resource Member RT tomorrow at 3 ET re expanded P&Ps and updated forms. bit.ly/3DUGTib #ERISA #IRA #rollover

Long awaited #DOL delay of PTE 20-02 just published.. New enforcement deadline = 2/1/22; "documentation and disclosure requirements" for #rollovers delayed until 7/1/22. FAB avail. at bit.ly/3jBJxSm #ERISA #FiduciaryRule #compliance

Concise update on state & fate of #ERISA #litigation in case pending before @SCOTUS via InvestmentNews at: bit.ly/3bzAsVD #401k #403b