Cboe CEO Edward Tilly unexpectedly resigned from the options exchange after a board investigation found that he didn’t disclose personal relationships with colleagues wsj.com/finance/cboe-c… via The Wall Street Journal and Dow Jones Risk Journal

The PCAOB seeks to Expanded liability for individual auditors involved in firm violations wsj.com/articles/pcaob… via The Wall Street Journal and Dow Jones Risk Journal

Hi readers, I finally regained access to Dow Jones Risk Journal after a long period of struggle with X/Twitter trying to figure out how to regain access to the account. Thanks to everyone for your patience!

My latest: 3M is paying nearly $10 million to settle U.S. Treasury Department allegations that its products were sold to a sanctioned Iranian entity wsj.com/articles/3m-ag…… via Dow Jones Risk Journal

My latest: The U.K.’s top financial regulator is proposing measures aimed at combating bullying and sexual harassment at financial services companies wsj.com/articles/u-k-r… via Dow Jones Risk Journal

My latest: The DOJ’s new policy on quickly disclosing wrongdoing uncovered in mergers and acquisitions will encourage buyers to dive deep to suss out possible issues, both before and after deals close, say corporate advisers wsj.com/articles/doj-p…

Happy to see my story in the Journal this morning! It's been awhile.

My latest for Risk & Compliance Journal: The U.K. has sanctioned 29 entities and individuals, including two producers of Russian gold and an oil trading company, to try to cut off revenue funding Russia’s war in Ukraine wsj.com/articles/u-k-h…

In today's Morning Risk Report: The Fed probes Morgan Stanley’s international wealth-management practices, and Citigroup is fined for discriminating against Armenian Americans createsend.com/t/d-16AA885DB5…

My latest: The Justice Department has settled with two U.K.-based reinsurance brokers that admitted participating in a scheme to bribe Ecuadorean government officials wsj.com/articles/doj-s…

In today's Morning Risk Report: The SEC sues crypto exchange Kraken, alleges it is unregistered broker, and two GOP lawmakers demand records from FDIC createsend.com/t/d-D55C7447E3…

Breaking news from the WSJ: The chief executive of the largest global cryptocurrency exchange, plans to plead guilty to violating criminal U.S. anti-money laundering requirements. wsj.com/finance/curren… via The Wall Street Journal

My latest: Mallinckrodt managed to avoid a $40 million SEC fine by agreeing to hire a compliance consultant wsj.com/articles/malli… via Dow Jones Risk Journal

My latest: Verano executive says a potential reclassification by the federal government of marijuana to a less restrictive substance and pending banking legislation could serve as a sea change for the industry wsj.com/articles/veran…

My latest: Wall Street’s self-regulator recommends member firms focus on the regulatory implications of deploying AI technology wsj.com/articles/finra… via Dow Jones Risk Journal

My latest: Genesis Global Trading will pay $8 million to New York’s financial regulator for alleged failings in the crypto brokerage firm’s anti-money-laundering and cyber programs wsj.com/articles/crypt… via Dow Jones Risk Journal

The chief executive of Future FinTech Group, Shanchun Huang, denied allegations from the U.S. Securities and Exchange Commission that he artificially inflated the company’s share price before taking over as CEO wsj.com/articles/futur… via Dean Seal

My latest: Industrial and Commercial Bank of China will pay about $32 million to resolve investigations into alleged compliance problems at the bank’s New York branch wsj.com/articles/icbc-… via Dow Jones Risk Journal

My latest: Switzerland’s financial regulator has appointed European Central Bank executive Stefan Walter as its new head wsj.com/articles/swiss… via Dow Jones Risk Journal

In today's Morning Risk Report: The biggest ever sanctions have failed to halt Russia’s war machine, and the U.S. Justice Department hires first chief artificial intelligence officer createsend.com/t/d-F15AD31C43…