SEC Scolds Equitable for Providing Misleading Account Statements Equitable Financial agreed to pay a $50 million penalty to settle charges that it provided misleading account statements to investors. #Equitable #SEC #Compliance #GRC #CC360 #Finance #CFO compliancechief360.com/sec-scolds-equ…

A Message to and from Mister Senator Ted Cruz...Attorney at Law #PassthePactact

Fiat Chrysler to Pay $300M for Cheating U.S. Emissions Tests READ MORE >> #Chrysler #fiat #Cheating #emissions #Compliance #EPA #RiskManagement #GRC #CC360 #corporateCompliance #CCO #finance #CFO compliancechief360.com/fiat-chrysler-…

Reuters Events caught up with 𝗦𝗰𝗵𝗿𝗼𝗱𝗲𝗿𝘀, 𝗔𝗺𝘂𝗻𝗱𝗶, 𝗡𝗘𝗦𝗧, 𝗦𝗵𝗮𝗿𝗲𝗔𝗰𝘁𝗶𝗼𝗻, and 𝗣𝗲𝗻𝘀𝗶𝗼𝗻𝘀 𝗳𝗼𝗿 𝗣𝘂𝗿𝗽𝗼𝘀𝗲 to talk all things active ownership in an exclusive podcast discussion internalaudit360.com/ai.php?card=e6…

𝗦𝗘𝗖 𝗔𝗱𝗼𝗽𝘁𝘀 𝗙𝗶𝗻𝗮𝗹 𝗣𝗮𝘆 𝗩𝗲𝗿𝘀𝘂𝘀 𝗣𝗲𝗿𝗳𝗼𝗿𝗺𝗮𝗻𝗰𝗲 𝗗𝗶𝘀𝗰𝗹𝗼𝘀𝘂𝗿𝗲 𝗥𝘂𝗹𝗲 #incentivePay #Compliance #CorporateCompliance #ComplianceChief #CCO #GRC #CC360 #CFO #SEC compliancechief360.com/sec-adopts-fin…

𝗣𝗖𝗔𝗢𝗕 𝗥𝗲𝗮𝗰𝗵𝗲𝘀 𝗟𝗮𝗻𝗱𝗺𝗮𝗿𝗸 𝗗𝗲𝗮𝗹 𝘄𝗶𝘁𝗵 𝗖𝗵𝗶𝗻𝗮 𝗼𝗻 𝗔𝘂𝗱𝗶𝘁 𝗔𝗰𝗰𝗲𝘀𝘀 #China #Audit #PCAOB #Compliance #GRC #BigFour #CC360 ComplianceChief #Auditor compliancechief360.com/pcaob-reaches-…

𝗪𝗲𝗹𝗹𝘀 𝗙𝗮𝗿𝗴𝗼 𝘁𝗼 𝗣𝗮𝘆 $𝟮𝟮 𝗠𝗶𝗹𝗹𝗶𝗼𝗻 𝗳𝗼𝗿 𝗪𝗵𝗶𝘀𝘁𝗹𝗲𝗯𝗹𝗼𝘄𝗲𝗿 𝗥𝗲𝘁𝗮𝗹𝗶𝗮𝘁𝗶𝗼𝗻 #WellsFargo must pay $22M to a former manager terminated in violation of whistleblower protections. READ ON >> #OSHA #Compliance #Whistleblower compliancechief360.com/osha-wells-far…

𝗪𝗵𝗮𝘁 𝗦𝗼𝗰𝗰𝗲𝗿 𝗖𝗮𝗻 𝗧𝗲𝗮𝗰𝗵 𝗨𝘀 𝗔𝗯𝗼𝘂𝘁 𝗜𝗻𝘁𝗲𝗿𝗻𝗮𝗹 𝗔𝘂𝗱𝗶𝘁 𝗮𝗻𝗱 𝗖𝗼𝗿𝗽𝗼𝗿𝗮𝘁𝗲 𝗚𝗼𝘃𝗲𝗿𝗻𝗮𝗻𝗰𝗲 Introducing the Soccer Field Governance Model... #InternalAudit #Audit #Soccer #RiskManagement #Compliance #IA360 #CFO internalaudit360.com/what-soccer-ca…

𝗣𝗖𝗔𝗢𝗕 𝗛𝗶𝘁𝘀 𝗔𝘂𝗱𝗶𝘁 𝗣𝗮𝗿𝘁𝗻𝗲𝗿 𝘄𝗶𝘁𝗵 𝗥𝗲𝗰𝗼𝗿𝗱 𝗣𝗲𝗻𝗮𝗹𝘁𝘆 The PCAOB imposed the largest civil penalty in its history when it hit a former audit partner with a $150,000 fine. #Audit #Compliance #CCO #CPA #CFO #PCAOB #Fraud compliancechief360.com/pcaob-hits-aud…

𝗠𝗮𝘁𝘁𝗲𝗹 𝗙𝗶𝗻𝗲𝗱 𝗳𝗼𝗿 𝗙𝗶𝗻𝗮𝗻𝗰𝗶𝗮𝗹 𝗥𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗘𝗿𝗿𝗼𝗿𝘀; 𝗙𝗼𝗿𝗺𝗲𝗿 𝗣𝘄𝗖 𝗣𝗮𝗿𝘁𝗻𝗲𝗿 𝗖𝗵𝗮𝗿𝗴𝗲𝗱 Mattel will pay a $3.5 million penalty to settle charges by the SEC #Accounting #SEC #Compliance #CFO #GRC #Audit #BigFour compliancechief360.com/mattel-fined-f…

𝗣𝗖𝗔𝗢𝗕 𝗙𝗶𝗻𝗲𝘀 𝗞𝗣𝗠𝗚 $𝟳.𝟳𝗠 𝗶𝗻 𝗣𝗲𝗻𝗮𝗹𝘁𝗶𝗲𝘀 The PCAOB has sanctioned three KPMG firms and issued $7.7 million penalties for a range of violations that occurred from 2016 to 2021. #accounting #audit #Big4 #KPMP #PCAOB #Compliance #CC360 compliancechief360.com/pcaob-fines-kp…

𝗠𝗮𝗻𝘆 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗟𝗲𝘀𝘀𝗼𝗻𝘀 𝗳𝗿𝗼𝗺 𝘁𝗵𝗲 𝗠𝗮𝘀𝘀𝗶𝘃𝗲 𝗙𝗧𝗫 𝗙𝗿𝗮𝘂𝗱 𝗖𝗮𝘀𝗲 The spectacular collapse of FTX might be a simple, if massive, fraud, but the compliance and gov lessons are many. #FTX #Compliance #Risk #CCO #Fraud compliancechief360.com/many-complianc…

𝗗𝗼𝗝 𝗣𝗿𝗼𝗺𝗶𝘀𝗲𝘀 𝗚𝗿𝗲𝗮𝘁𝗲𝗿 𝗟𝗲𝗻𝗶𝗲𝗻𝗰𝘆 𝗳𝗼𝗿 𝗖os. 𝘁𝗵𝗮𝘁 𝗦𝗲𝗹𝗳-𝗥𝗲𝗽𝗼𝗿𝘁 The DoJ made significant changes to its enforcement policy, offering new incentives to self-disclose misconduct. READ MORE >> #Compliance #GRC #CCO #CC360 compliancechief360.com/doj-announces-…

Looking for a good Corporate Compliance Newsletter? Check out the latest edition of CC360 Inbox: mailchi.mp/compliancechie… Then click through the header to the home page and look for the subscribe button. It's Free! #corporateCompliance #Compliance #CCO #ComplianceOfficer

𝗟𝗮𝘁𝗲𝘀𝘁 𝗜𝘀𝘀𝘂𝗲 𝗼𝗳 𝘁𝗵𝗲 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝟯𝟲𝟬 𝗡𝗲𝘄𝘀𝗹𝗲𝘁𝘁𝗲𝗿 𝗶𝘀 𝗢𝘂𝘁! Where Bribery and Corruption Is Worsening; and more! View and subscribe for free. (Click to the home page and click the "subscribe" button. #Complaince #CCO mailchi.mp/compliancechie…

𝗣𝗖𝗔𝗢𝗕 𝗡𝗮𝗺𝗲𝘀 𝗥𝗶𝗰𝗲 𝗛𝗲𝗮𝗱 𝗼𝗳 𝗘𝗻𝗳𝗼𝗿𝗰𝗲𝗺𝗲𝗻𝘁 The Public Company Accounting Oversight Board (PCAOB) appointed Robert Rice as director of Enforcement and Investigations. READ MORE >> #PCAOB #Compliance #CCO #Fraud #CC360 compliancechief360.com/pcaob-appoints…

𝗘𝗦𝗚 𝗨𝗻𝗱𝗲𝗿 𝗣𝗿𝗲𝘀𝘀𝘂𝗿𝗲 Get expert insights and exclusive case-studies from interviews with Global Heads at Santander, Commerzbank, Standard Chartered, Cinven, H-P, and more. Don’t miss out – download free of charge today. internalaudit360.com/ai.php?card=3k…

𝗗𝗲𝗹𝘁𝗮 𝗔𝗶𝗿 𝗟𝗶𝗻𝗲𝘀 𝗙𝗮𝗰𝗲𝘀 𝗖𝗹𝗮𝘀𝘀 𝗔𝗰𝘁𝗶𝗼𝗻 𝗦𝘂𝗶𝘁 𝗢𝘃𝗲𝗿 𝗖𝗹𝗮𝗶𝗺𝘀 𝗼𝗳 𝗚𝗿𝗲𝗲𝗻𝘄𝗮𝘀𝗵𝗶𝗻𝗴 READ MORE >> #DeltaAirLines #Delta #ESG #Greenwashing #Compliance #ComplianceOfficer #CCO #CC360 compliancechief360.com/delta-air-line…

𝗕𝗛𝗣 𝗢𝘄𝗲𝘀$𝟮𝟴𝟬𝗠 𝗶𝗻 𝗕𝗮𝗰𝗸 𝗣𝗮𝘆 𝗳𝗼𝗿 𝗖𝗵𝗲𝗮𝘁𝗶𝗻𝗴 𝗘𝗺𝗽𝗹𝗼𝘆𝗲𝗲𝘀 Mining company BHP admitted that it owes back pay to thousands of affected current and former employees. READ MORE >> #Compliance #BHP #CCO #GRC #Payroll #CC360 compliancechief360.com/bhp-owes-280m-…

𝗛𝗼𝘄 𝘁𝗼 𝗖𝗼𝗻𝗱𝘂𝗰𝘁 𝗮𝗻 𝗘𝘁𝗵𝗶𝗰𝘀 𝗜𝗻𝘃𝗲𝘀𝘁𝗶𝗴𝗮𝘁𝗶𝗼𝗻 𝗳𝗿𝗼𝗺 𝗕𝗲𝗴𝗶𝗻𝗻𝗶𝗻𝗴 𝘁𝗼 𝗘𝗻𝗱 READ MORE >> #Compliance #CCO #Ethics #GRC #RiskManagement #CC360 compliancechief360.com/how-to-conduct…