
Max Schatzow
@advisercounsel
Counsel to RIAs, BDs & fund managers on registration, compliance, and enforcement issues. Husband, dad x2, dogdad, beer, ball sports, bikes, fiat.
ID: 2318175157
http://eepurl.com/hRMM0H 30-01-2014 02:52:52
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I thought U.S. Securities and Exchange Commission was getting rid of regional offices to save costs. Why will rent (and rental costs) be up about 13.5% in FY2026?


The U.S. Securities and Exchange Commission is estimating it will examine ~11% of investment advisers in FY2025 and 2026. That is roughly 1,600 examinations. I never really believed the higher figures (14-16%). Might as well be honest about what constitutes an "examination" and not overinflate reporting.












