Surveillance and exception reports, review of how #PFOF affects order routing, and risk-based regular and rigorous reviews are all cited as effective practices to remain in compliance with Best Ex requirements. S3 can help! Full report here: finra.org/rules-guidance…

Because they are in the early stages of reviewing for compliance, #FINRA's 2021 report does not offer any exam findings or effective practices related to CAT rules. S3 can help you understand the requirements & ensure you are in compliance. finra.org/rules-guidance…

STANY is exited to announce this year's Honorees! Suzanne Shank, Stephen Kay, Mark Davies and S3 and Michelle Lindenberger. Thank you for all you do for the industry and for STANY! #honors #awards2022 #securities #financialservices

S3 made the shortlist for TradingTech Insight Awards for Best Trading Analytics Platform AND Best TCA Tool! Please vote for us here: surveymonkey.co.uk/r/QYKX9ZY The annual TradingTech Insight Awards USA recognize excellence in trading solutions and services for capital markets.

s3.com/cat-reporting/

Are you an experienced financial services professional with great people skills? More info here: s3.com/client-service…

S3 is proud to be recognized by the A-Team Insight Innovation Awards as Highly Commended for most innovative regulatory reporting solution. Congrats to all the winners!

Vote now in the 2022 TradingTech Insight Awards USA for Best Trading Analytics Platform! ow.ly/vKgx50IvklO #TTIawards #tradinganalytics BMLL Chart IQ @instrumentix KX Corvil Analytics (PICO) S3

S3'S Consolidated Audit Trail (CAT) Reporting is truly full-service. We handle all aspects of file submission, repairs, and linkage issue resolution, while you maintain full oversight of the process using the S3 portal. Reach out to [email protected] to learn more! #FINRA #regtech

S3 now provides analysis on equity fractional shares that uses the actual fractional share size to calculate metrics such as slippage and price improvement. #fractionalshares

S3's Consolidated Audit Trail (CAT) Reporting Solution was recently awarded "Best of Industry Solutions" by the Security Traders Association of New York. Give us a shout to find out why! [email protected]

S3's Trade Surveillance tool allows you to configure each report to suit your parameters and document everything in an audit trail directly on the platform.

S3 was shortlisted in 4 categories for the 2022 RegTech Insight USA Awards! Please vote for us (in categories 6, 8, 9, and 11) here: surveymonkey.co.uk/r/ZNVT5CV

Vote now for Best Reporting Solution for Consolidated Audit Trail (CAT) in the 2022 RegTech Insight Awards USA! ow.ly/2ECj50Kku85 #RTIawards #regtech #reportingsolutions #CATregulation #ConsolidatedAuditTrail Gresham S3 SS&C Technologies

S3 today unveiled its Global Options Best Ex & TCA solution that enables firms to evaluate options execution quality in all markets, including Canada, LATAM, EMEA, and APAC. Read more here: s3.com/s3-launches-gl…

We welcome S3, a global regulatory reporting and trade analytics provider, to the UnaVista Partner Programme. The new partnership will enable our clients to streamline and fulfill their #MiFIR #regulatoryreporting requirements: lseg.group/3RwNwO8

This panel at RegTech Summit APAC will discuss the best practice strategies for successful cloud migration, including speakers from HSBC Commerzbank S3 and Luxoft Register: ow.ly/mPfI50Lcfg3 #RTSAPAC #regtech #cloud #cloudmigration #cloudsecurity #cloudplatform

Thank you, RegTech! We are thrilled to be recognized as Best Transaction Cost Analysis Solution for Best Execution at the 2022 RegTech Insight Awards USA. To learn more about S3's TCA and other offerings: s3.com Full list of winners: a-teaminsight.com/awards/regtech…

#RTSAPAC starts in just one hour! We're thrilled to welcome the APAC regtech community to this inaugural event in Singapore! Thanks to our sponsors for making this day possible! ow.ly/WQ7F50LP6F5 Luxoft SmartStream DTCC S&P Global Market Intelligence Know Your Customer Limited S3

"You have OTC volume drying up, so now they are proposing more regulation...Coming down the pike is a 606 report for OTC, but it’s not really a 606 report—it just has some similarities. The date I heard was August 8, 2024, but we’ll see." - Mark Davies, CEO S3 #STADC2023