PRESS RELEASE: PIABA Applauds New DOL Rule That Would Protect Investors from Financial Advisor Abuse (October 31, 2023) bit.ly/47gsqfl

AMICUS BRIEF: Alpine Securities Corp. and Scottsdale Capital Advisors Corp. v. FINRA and USA, Amicus Brief of PIABA in Support of Defendant-Appellee, US District Court for the District of Columbia, No. 1:23-Cv-01506-BAH (November 2, 2023) bit.ly/3FPXlTL

COMMENT LETTER: Sanctions Guidelines and Fitness Standards (November 30, 2023) bit.ly/46NaIzu

COMMENT LETTER: Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) (December 15, 2023) bit.ly/3GL1U2n

COMMENT LETTER: Retirement Security Rule, Definition of an Investment Advice Fiduciary (January 2, 2024) bit.ly/3NMzQzs

AMICUS BRIEF - Brief of Amici Curiae Public Justice, American Association For Justice, National Consumer Law Center, Woodstock Institute, and Public Investors Advocate Bar Association in Support of Appellees No. 23-2842 (January 9, 2024) bit.ly/3RQe8f5

COMMENT LETTER - Kansas House Bill No. 2562 (January 29, 2024) tinyurl.com/4d55fsm5

LIVESTREAM - Investor-Advocacy Coalition to Push SEC for RIA Rule Reforms in Wake of Scathing Report youtube.com/watch?v=egG4S4…

PRESS RELEASE - Investor-Advocacy Coalition to Push SEC for RIA Reforms in Wake of Scathing Report bit.ly/49lCkgL

COMMENT LETTER - SR-FINRA-2024-001 - Proposed Rule Change to Amend FINRA Rule 3240 (February 12, 2024) bit.ly/3SX0mJE

Testimony of Joseph C. Peiffer on Protecting American Savers and Retirees From DOL's Regulatory Overreach (February 15, 2024) bit.ly/42FLsuh

PRESS RELEASE: Fiduciary Rule Hearing: PIABA Says Protecting Retirees From Advisor Misconduct is Not a "Radical" Concept (February 15, 2024) bit.ly/3HYCiQj

COMMENT LETTER - Kansas House Bill No. 2562 (March 5, 2024) bit.ly/3wAwDNE

PRESS RELEASE - PIABA Supports Final DOL Rule to Protect Americans from Financial Advisors' %22Conflicts of Interest%22 (April 23, 2024) bit.ly/4d6YohJ

COMMENT LETTER - Proposal to Amend FINRA's Codes to Modify the Qualification for Representatives (May 8, 2024) bit.ly/3JShMli

PRESS RELEASE - PIABA President to Deliver Remarks at White House Event (May 23, 2024) bit.ly/3ywofjn

COMMENT LETTER, SR-FINRA-2024-008, Proposed Rule to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists (June 18, 2024) bit.ly/3z5Gb4x

AMICUS BRIEF: Oppenheimer & Co vs Steven Mitchell, Dori Mitchell, Jerome Hopper and Lori Hopper, Amicus Brief of PIABA in Support of Appellants 9th Cir Ct of App, No. 2:23-cv-00067-MJP (July 18, 2024) bit.ly/3zJNA9Y