James Watkins
@investsense
Attorney, CFP Board Emeritus(tm), AWMA. fiduciary risk management counsel. Tweets/RTs neither legal/ investment advice nor endorsements. investsense.com
ID: 344732166
http://fiduciaryinvestsense.com 29-07-2011 14:13:26
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Patrick Padgett Peter Stahl is my go-to expert on Medicare!
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'Supreme Court muddies regulatory authority of SEC and DOL' investmentnews.com/regulation-and⦠via InvestmentNews
Independent broker-dealers often appoint other brokers to supervise other brokers. In exchange, these supervising brokers receive a percentage of the supervised broker's commissions. 'Broker who took client funds for 17 years is barred' investmentnews.com/broker-dealers⦠via InvestmentNews