Gary Gensler
@GaryGensler
Father of 3 | 🏃 ⛰️🥾 | 33rd Chair @SECGov | Committed to investor protection, fair markets & capital formation.
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30-04-2021 19:40:05
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Dave Lauer
Creating @UrvinFinance at https://t.co/wRGu09xo8l. Advocate for fair markets. Passionate about science & my kids. Believer in @WeTheInvestors_. 🇺🇲 in 🇨🇦
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Rostin Behnam
CFTC Chair. Husband + father. Runner.
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The U.S. Securities and Exchange Commission Investor Advisory Committee Meeting is on June 6 at 10am ET
On the agenda: examining the new frontier for investment advice, AI regulation, financial literacy & investor education, & more.
The public is invited to submit written statements on or before June 5.
Today’s trading in U.S. securities markets is on a T+1 standard settlement cycle and will settle tomorrow. We U.S. Securities and Exchange Commission are closely monitoring the transition to a faster settlement cycle that will benefit investors and take risk out of the system.
.U.S. Securities and Exchange Commission we benefit greatly from public comments & generally seek comment on our rulemakings. Our Office of Investor Education & Advocacy issued an Investor Bulletin to help explain the rulemaking process & to encourage individual investor input in SEC rulemakings. Check it out:
Last week, U.S. Securities and Exchange Commission staff published a new report of Investment Adviser Statistics. The report is based on aggregated data filed by investment advisers on Form ADV.
Providing accessible, usable, aggregated data to the public is a critical part of the SEC’s role.
More:
It’s great to see all the incredible work that U.S. Securities and Exchange Commission’s Office of Investor Education & Advocacy (OIEA) did throughout National Financial Capability Month. OIEA and the SEC's regional office staff held more than 80 investor education events this month.
sec.gov/sec-investor-e…
Last week, U.S. Securities and Exchange Commission jointly proposed a rule w/ Treasury Department to help guard against illicit financial activity. The proposed rule is designed to align investment adviser Customer Identification Program obligations w/ those of other financial entities.
My statement on the proposal:
Today we announced U.S. Securities and Exchange Commission that Policy Director Heather Slavkin Corzo will leave the agency and Corey Klemmer has been appointed Policy Director. We will miss Heather dearly and I look forward to working with Corey in a new capacity at the agency. sec.gov/news/press-rel…
The U.S. Securities and Exchange Commission Division of Investment Management’s Conference on Emerging Trends in Asset Management starts in a few minutes.
Tune in to the livestream:
Our U.S. Securities and Exchange Commission Division of Investment Management’s Conference on Emerging Trends in Asset Management is tomorrow.
Check out this year’s agenda and tune in to the livestream at 9am ET: