Alison Noon McMahon (@alisonnoon) 's Twitter Profile
Alison Noon McMahon

@alisonnoon

journalist, previously @law360 & @AP, trying something new

ID: 46771770

calendar_today12-06-2009 23:06:14

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ICYMI: the FTC is cracking down on companies that buy data about consumers who didn't know their info was up for sale, "essentially funding this ecosystem of deception on the internet," Andrew Smith said. “We’re going after everybody in the ecosystem." law360.com/articles/11601…

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execs got subadvisory agreements without shareholder approval, collar contracts with insiders and an unregistered token sale in the latest edition of action-packed no-actions: law360.com/articles/11587…

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Treasury wants a national repository of beneficial ownership information, and FinCEN is poised to house it law360.com/compliance/art…

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Steve Miller, the restructuring expert and veteran brought on last year as Purdue’s chairman, says he’s “never encountered a situation as challenging or important to society than the one I now face as chairman of Purdue Pharma.” wsj.com/articles/litig…

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Treasury official Heath Tarbert has been confirmed to lead the CFTC. Chairman @giancarloCFTC will be remembered for strong views on swaps rules, ushering the CFTC thru repeated funding cuts, strengthening US relationships with European derivatives regulators and creating LabCFTC

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State action is coming on broker-dealer fiduciaries. In #RegBI today, the SEC deferred the preemption question to the courts law360.com/articles/11663…

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Precidian has been working toward these no-action letters for 10 years. The SEC did not disappoint: “We are not persuaded that the operation of the ETFs as provided for in the application would involve unlawful trading on material nonpublic information." law360.com/articles/11646…

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OFAC chose not to sue Western Union, instead commending the bank for having a global sanctions compliance program “that seemed to be effective except in this instance.” law360.com/articles/11671…

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“There is some urgency,” Mass Secretary of State said. “I think there’s a void being left here and it has to be filled.” Top securities watchdog in Massachusetts isn't buying industry's legal arguments, pursues higher standards for finance pros. Only on Law360: law360.com/articles/11705…

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FINRA encourages firms to self-report business in #cryptocurrencies, virtual coins and tokens—even if they don't believe those assets are securities. Firms have 12 mos. to disclose their activities related to digital assets. Alison Noon McMahon reports. law360.com/securities/art… #tokensale